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Catalogue description HM Treasury: Public Finances, Securities and Investment Services, SIS 1 and Successors: Registered Files, LSE Prefix (London Stock Exchange)
| Reference: | T 607 |
|---|---|
| Title: | HM Treasury: Public Finances, Securities and Investment Services, SIS 1 and Successors: Registered Files, LSE Prefix (London Stock Exchange) |
| Description: |
The records comprise of policy work on the following areas: International regulatory co-operation and inter-jurisdiction issues. Information flows and extra-territorial implications. Negotiation of international information exchange arrangements. Insider dealing policy including implementation of EC directive. Council of Europe Convention on Insider Dealing. Company Securities (Insider Dealing) Act and orders under it. Relations with Stock Exchange. Dematerialisation. |
| Date: | 1991-1994 |
| Arrangement: |
The records are arranged chronologically and in file reference order. |
| Held by: | The National Archives, Kew |
| Former reference in its original department: | LSE file prefix |
| Legal status: | Public Record(s) |
| Language: | English |
| Creator: |
Treasury, Public Finance, 1984-1994 |
| Physical description: | 9 |
| Access conditions: | Open unless otherwise stated |
| Immediate source of acquisition: |
From 2019 Treasury |
| Custodial history: | The records were held by HM Treasury at 1 Horse Guards Road, SW1 until 1999. Thereafter, the records were held by a third party contractor |
| Selection and destruction information: | RCP section 3.1.1 - the government's management of the UK economy |
| Accruals: | Series is accruing |
| Administrative / biographical background: |
The records were created by the SIS Division 1 under the Securities and Investment Services Group, this was under the Public Finance Sector from 1992-1993, then under the Industry and Financial Institution Sector in 1994, it then changed to the Finance Regulation and Industry Directorate in 1995-1996. |
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