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Catalogue description HM Treasury: Public Finance and successors: Settlement Issues Including Dematerialisation (SID prefix): Registered Files
| Reference: | T 618 |
|---|---|
| Title: | HM Treasury: Public Finance and successors: Settlement Issues Including Dematerialisation (SID prefix): Registered Files |
| Description: |
This series covers policy work on Offers of Unlisted Securities; Prospectus Directive, Part V of the Financial Services Act 1986; Part III of the Companies Act 1985. Recognition and monitoring of overseas investment exchanges and clearing houses in the UK. Policy on international regulatory co-operation and negotiations and handling requests for information from overseas regulatory authorities. Policy on: recognised investment exchanges, including Stock Exchange and derivatives markets; listing of company securities, including Part IV of the Financial Services Act 1986 (Official Listing of Securities); financial fraud, including market abuse and insider dealing; Part VII of the Companies Act 1989 (Financial Markets and Insolvency); wider share ownership. Policy on dematerialisation; securities settlement; HMT’s interest in CREST (UK's securities settlement system). |
| Date: | 1991-1994 |
| Held by: | The National Archives, Kew |
| Former reference in its original department: | SID prefix |
| Legal status: | Public Record(s) |
| Language: | English |
| Creator: |
Treasury, Public Finance, 1984-1994 |
| Physical description: | 13 file(s) |
| Access conditions: | Open unless otherwise stated |
| Immediate source of acquisition: |
From 1991 Treasury |
| Accruals: | Series is accruing |
| Administrative / biographical background: |
Function transferred from the Department of Trade and Industry in 1994. |
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