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Catalogue description HM Treasury: Financial Regulation and Industry Directorate, Securities and Investment Services (ECDIR Prefix Series)
| Reference: | T 526 |
|---|---|
| Title: | HM Treasury: Financial Regulation and Industry Directorate, Securities and Investment Services (ECDIR Prefix Series) |
| Description: |
This series contains files relating to policy work including: oversight of the regulations of the financial services sector and investor protection implementation; monitoring of the Financial Services Act 1986; regulation and implementation of the EC Directive in the financial services area and issues of market access. |
| Note: | Uncertainity of creator at time of transfer to The National Archives. |
| Date: | 1992-1995 |
| Arrangement: |
The records are arranged chronologically in file prefix order. |
| Held by: | The National Archives, Kew |
| Former reference in its original department: | ECDIR |
| Legal status: | Public Record(s) |
| Language: | English |
| Creator: |
Treasury, Industry and Agriculture Group, 1991-1993 Treasury, Industry Group, 1994-1998 |
| Physical description: | 30 file(s) |
| Access conditions: | Open unless otherwise stated |
| Immediate source of acquisition: |
From 2020 Treasury |
| Accruals: | Series is accruing. |
| Administrative / biographical background: |
Records within this series were created by the Securities and Investment Services Group in 1991. The Group was positioned under the Public Finance sector, before its functions were transferred to the Finance Regulation and Industry Group in 1995. |
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